Best Investors Account Sign in

Erin Azambuja

LPl Financial LLC

Wall, NJ

CRD 7856576

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-14
NJ RA APPROVED 2024-04-18
  • TX RA
    APPROVED
    Since 2024-10-14
  • NJ RA
    APPROVED
    Since 2024-04-18

Branch Locations

1821 Highway 71 Fl 3, Wall, NJ 07719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Research Associates Edison NJ 12/2017 03/2024
Mazars Usa Llp Edison NJ 12/2013 12/2017
Lpl Financial Llc Wall NJ 01/2024 Present
  • 12/2017 → 03/2024
    Financial Research Associates
    Edison, NJ
  • 12/2013 → 12/2017
    Mazars Usa Llp
    Edison, NJ
  • 01/2024 → Present
    Wall, NJ
Other Businesses

1. 01/16/2024 / Weber Wealth Management, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / At Reported Business Location(s) / Start date: 01/16/2024 / 160 hrs mnth / 8 hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-16
  • S66 Uniform Combined State Law Examination
    2024-04-16
Other Names
  • Erin Weber

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Wall, NJ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor