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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-07-11
CA RA APPROVED 2007-11-30
  • TX RA
    APPROVED_RES
    Since 2012-07-11
  • CA RA
    APPROVED
    Since 2007-11-30

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Sherman Oaks, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Los Angeles CA 11/2013 Present
Previous Registrations
Other Businesses

LA FAMILIA RANCH/MANAGING PARTNER 2)PERSEA PARTNERS, LLC / 4137 FULTON AVE SHERMAN OAKS,CA 91423 / AGRICULTURE & LIVESTOCK / GROWING AVOCADOS / MANAGING MEMBER / MAKING DECISIONS TO GROW AVOCADOS / START DATE 4/1/2003 3)CHECK SIX AVIATION, LLC / 4137 FULTON AVE SHERMAN OAKS,CA 91423 / OWNING AN AIRPLANE / OTHER / MANAGING MEMBER AND SOLE MEMBER / MAINTAINING THE AIRPLANE / START DATE 9/23/2014 4) Angel Flight West / 3161 Donald Douglas Loop Santa Monica, ca 3103902958 / Other/ Other Medical Charity / Transporting those with medical needs / Member of Board of Directors / / I comment on pilot responsibility / Start Date 05/01/2016/Charity / 5) Tres Reyes, LLC,CA United States, LLC Real Estate, Second home, Proprietor / owner, manage the unit Start date -1/1/2025 6) Floating Rate Marine Services, LLC, an llc to own a yacht, no actual business activity. no revenue, Proprietor / owner, Managing member of the LLC, start date-2/28/2023, Los AngelesCA United States-90049

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-06-14
  • S66 Uniform Combined State Law Examination
    1999-06-14
Other Names
  • Justin Demko

View on SEC IAPD

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