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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-07-11 |
| CA | RA | APPROVED | 2007-11-30 |
Branch Locations
2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States
Sherman Oaks, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Los Angeles | CA | 11/2013 | Present |
LA FAMILIA RANCH/MANAGING PARTNER 2)PERSEA PARTNERS, LLC / 4137 FULTON AVE SHERMAN OAKS,CA 91423 / AGRICULTURE & LIVESTOCK / GROWING AVOCADOS / MANAGING MEMBER / MAKING DECISIONS TO GROW AVOCADOS / START DATE 4/1/2003 3)CHECK SIX AVIATION, LLC / 4137 FULTON AVE SHERMAN OAKS,CA 91423 / OWNING AN AIRPLANE / OTHER / MANAGING MEMBER AND SOLE MEMBER / MAINTAINING THE AIRPLANE / START DATE 9/23/2014 4) Angel Flight West / 3161 Donald Douglas Loop Santa Monica, ca 3103902958 / Other/ Other Medical Charity / Transporting those with medical needs / Member of Board of Directors / / I comment on pilot responsibility / Start Date 05/01/2016/Charity / 5) Tres Reyes, LLC,CA United States, LLC Real Estate, Second home, Proprietor / owner, manage the unit Start date -1/1/2025 6) Floating Rate Marine Services, LLC, an llc to own a yacht, no actual business activity. no revenue, Proprietor / owner, Managing member of the LLC, start date-2/28/2023, Los AngelesCA United States-90049
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-06-14 |
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