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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-05-12
  • MD RA
    APPROVED
    Since 2026-05-12

Branch Locations

2 Bethesda Metro Center, Suite 800, Bethesda, MD 20814 • United States

180 Park Ave Suite 203, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Charleston SC 06/2023 11/2023
Delamar Hotel Greenwich CT 06/2018 09/2018
Western And Southern Life Daniel Island SC 11/2023 05/2024
Sacred Heart University Greenwich CT 01/2023 05/2023
Cadc Llc Mooresville NC 09/2021 12/2022
Federal Public Defenders Brooklyn NY 06/2021 08/2021
Tufts University Medford MA 09/2019 05/2024
Unemployed Portland ME 09/2018 08/2019
Tufts University Medford MA 08/2016 05/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2024 11/2025
Northwestern Mutual Investment Services Llc Mt Pleasant SC 06/2024 11/2025
Northwestern Mutual Wealth Management Company Milwaukee WI 07/2024 02/2026
Mark Savino Red Bank NJ 11/2025 05/2026
Northwestern Mutual Investment Services Llc Red Bank NJ 11/2025 02/2026
Rockefeller Financial Llc Bethesda MD 05/2026 Present
  • 06/2023 → 11/2023
    Unemployed
    Charleston, SC
  • 06/2018 → 09/2018
    Delamar Hotel
    Greenwich, CT
  • 11/2023 → 05/2024
    Western And Southern Life
    Daniel Island, SC
  • 01/2023 → 05/2023
    Sacred Heart University
    Greenwich, CT
  • 09/2021 → 12/2022
    Cadc Llc
    Mooresville, NC
  • 06/2021 → 08/2021
    Federal Public Defenders
    Brooklyn, NY
  • 09/2019 → 05/2024
    Tufts University
    Medford, MA
  • 09/2018 → 08/2019
    Unemployed
    Portland, ME
  • 08/2016 → 05/2018
    Tufts University
    Medford, MA
  • 06/2024 → 11/2025
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2024 → 11/2025
    Mt Pleasant, SC
  • 07/2024 → 02/2026
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 11/2025 → 05/2026
    Mark Savino
    Red Bank, NJ
  • 11/2025 → 02/2026
    Red Bank, NJ
  • 05/2026 → Present
    Bethesda, MD
Previous Registrations
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, NON INVESTMENT RELATED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-12
  • S66 Uniform Combined State Law Examination
    2024-03-12
Other Names
  • Daniel Guadalupe

View on SEC IAPD

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