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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-22 |
| TX | RA | APPROVED | 2024-10-21 |
Branch Locations
46B Peninsula Ctr, Rolling Hills Estates, CA 90274-3559 • United States
Torrance, CA • United States
2100 Park Place, El Segundo, CA 90245 • United States
2324 Park Ave, Tustin, CA 92782-2702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Manhattan Beach | CA | 01/2024 | 10/2024 |
| Kinecta Fcu | Manhattan Beach | CA | 01/2024 | 10/2024 |
| Kinecta Federal Credit Union | Manhattan Beach | CA | 11/2015 | 05/2024 |
| Ameriprise Financial Services, Llc | El Segundo | CA | 10/2024 | Present |
Outside Employment; Kinecta Wealth Management (KFIS); employee; investment management; 3635 Pacific Coast Hwy, , Torrance, CA, 90505; Investment-Related; 11/02/2015; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-14 |
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