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626 Clinton Avenue West Suite 100, Huntsville, AL 35801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-14 |
| AL | RA | APPROVED | 2024-02-20 |
Branch Locations
626 Clinton Avenue West Suite 100, Huntsville, AL 35801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Auburn | AL | 07/2012 | Present |
| Smith Thornton Advisors, Llc | Huntsville | AL | 01/2024 | Present |
| Entrusted Podcast | Auburn | AL | 09/2025 | Present |
| Move My Can | Auburn | AL | 09/2025 | Present |
1) COLLEGE GOLF FELLOWSHIP (CGF), NOT INVESTMENT RELATED, AUBURN, AL, ATHLETIC ASSOCIATION, REGIONAL ADVISORY TEAM LEADER, 2023, LESS THAN 1% OF TIME DURING SECURITIES BUSINESS HOURS, FACILITATES FUNDRAISING, GENERAL ENCOURAGEMENT AND ACCOUNTABILITY OF ATHLETES, AND PLANNING FOR FUTURE CGF EVENTS. 2) Entrusted Podcast; Is the business investment related: No; Location of the business: 2741 Partridge Lane Auburn AL 36879 United States; Description of the business: Co-hosting a podcast related to the general idea of stewardship of the things we've been entrusted with. We will mostly do interviews with successful people. ;Position Title: Co-host/Owner; Responsibilities Duties: Create content, shape vision, and reach out to potential guests.; Start date with business: 2025-10-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 8; Percentage of total yearly compensation expected to be derived from the business: 0; 3) Move My Can; Is the business investment related: No; Location of the business: 2741 Partridge Lane Auburn AL 36879 United States; Description of the business: It is a serviced based convenience offering to facilitate weekly trash pickup by moving your trash and recycling cans from your home to the road and back after city pickup.; Position Title: Owner; Start date with business: 2025-10-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 10;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-20 |
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