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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-03
WA RA APPROVED 2025-04-28
  • TX RA
    APPROVED
    Since 2025-11-03
  • WA RA
    APPROVED
    Since 2025-04-28

Branch Locations

10400 Ne 4Th St, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Mercer Island WA 02/2024 05/2024
Asset Living Pullman WA 05/2023 07/2023
Washington State University Pullman WA 09/2021 07/2023
Salal Credit Union Bellevue WA 12/2023 06/2024
Unemployed Bellevue WA 07/2023 10/2023
Premier Golf Centers Seattle And Bellevue WA 03/2020 08/2021
Designer Shoe Warehouse Bellevue WA 09/2018 07/2019
Microfocus Seattle WA 06/2019 08/2019
Chipotle Pullman WA 05/2022 08/2022
Washington State University Pullman WA 08/2019 05/2023
Unemployed Bellevue WA 01/2014 09/2018
Lpl Financial Lynnwood WA 07/2024 04/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bellevue WA 04/2025 Present
Gnc Holdings Newcastle WA 11/2023 12/2023
Bank Of America, N.A. Bellevue WA 05/2025 Present
  • 02/2024 → 05/2024
    Mercer Island, WA
  • 05/2023 → 07/2023
    Asset Living
    Pullman, WA
  • 09/2021 → 07/2023
    Washington State University
    Pullman, WA
  • 12/2023 → 06/2024
    Salal Credit Union
    Bellevue, WA
  • 07/2023 → 10/2023
    Unemployed
    Bellevue, WA
  • 03/2020 → 08/2021
    Premier Golf Centers
    Seattle And Bellevue, WA
  • 09/2018 → 07/2019
    Designer Shoe Warehouse
    Bellevue, WA
  • 06/2019 → 08/2019
    Microfocus
    Seattle, WA
  • 05/2022 → 08/2022
    Chipotle
    Pullman, WA
  • 08/2019 → 05/2023
    Washington State University
    Pullman, WA
  • 01/2014 → 09/2018
    Unemployed
    Bellevue, WA
  • 07/2024 → 04/2025
    Lpl Financial
    Lynnwood, WA
  • 04/2025 → Present
    Bellevue, WA
  • 11/2023 → 12/2023
    Gnc Holdings
    Newcastle, WA
  • 05/2025 → Present
    Bank Of America, N.A.
    Bellevue, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-18
  • S66 Uniform Combined State Law Examination
    2024-04-18
Other Names
  • Nathan Fosnick

View on SEC IAPD

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