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65-1230 Mamalahoa Hwy Suite D-21, Kamuela, HI 96743 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2024-01-30 |
Branch Locations
65-1230 Mamalahoa Hwy Suite D-21, Kamuela, HI 96743 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Hawaii | Honolulu | HI | 07/2008 | Present |
| Stadia Financial, Llc | Kamuela | HI | 06/2023 | Present |
The name of the other business - University of Hawaii West Oahu The address of the other business - 91-1001 Farrington Hwy, Kapolei, HI 96707 The nature of the other business is higher education My position/title - Professor of Finance The start date of your relationship - August 2008 The approximate number of hours/month you devote to the other business - 20hrs/week The number of hours you devote to the other business during securities trading hours - 0 Briefly describe your duties relating to the other business - teach asynchronous online courses in finance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-01 |
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