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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-08-06
TX RA APPROVED 2024-08-06
  • CA RA
    APPROVED
    Since 2024-08-06
  • TX RA
    APPROVED
    Since 2024-08-06

Branch Locations

3 Park Plz Suite 700, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Irvine CA 01/2024 Present
Jpmorgan Securities Llc Irvine CA 01/2024 Present
Ernst & Young Llp Los Angeles CA 09/2014 10/2023
Unemployed Newport Beach CA 11/2023 12/2023
  • 01/2024 → Present
    Jpmorgan Chase Bank Na
    Irvine, CA
  • 01/2024 → Present
    Jpmorgan Securities Llc
    Irvine, CA
  • 09/2014 → 10/2023
    Ernst & Young Llp
    Los Angeles, CA
  • 11/2023 → 12/2023
    Unemployed
    Newport Beach, CA
Other Businesses

Entity Name: Cyber Defense Group Investment related: No Address: 177 E Colorado Blvd, Pasadena, CA 91105 Nature of the other business: Cyber Security Position/Title/Relationship: Employee/Contractor Start Date: 08/21/2020 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Referral business / Independent contractor - Cyber services (Outsourced CISO services)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-06
  • S66 Uniform Combined State Law Examination
    2024-08-06
Other Names
  • Derick Francis Roselli

View on SEC IAPD

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