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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Roi Financial Advisors, Llc | Lake Oswego | OR | 09/2023 | 01/2025 |
| The Downward Dog | Corvallis | OR | 05/2020 | 07/2023 |
| Kona Ice | Happy Valley | OR | 07/2018 | 03/2020 |
| Oregon State University | Corvallis | OR | 09/2019 | 09/2023 |
| La Salle Catholic College Preparatory | Milwaukie | OR | 09/2015 | 06/2019 |
| Ameriprise Financial Services, Llc | Lake Oswego | OR | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-01-06 |
| S65 | Uniform Investment Adviser Law Examination | 2024-06-30 |
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