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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-11-04
  • MN RA
    APPROVED
    Since 2024-11-04

Branch Locations

White Bear Lake, MN • United States

753 Ameriprise Financial Ctr, Minneapolis, MN 55474-0007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Minneapolis MN 01/2024 Present
Forest Lake Schools Forest Lake MN 01/2014 05/2018
Blue Diamond Forest Lake MN 05/2016 09/2021
Century Community College White Bear Lake MN 06/2018 04/2021
University Of Minnesota Mankato State Mankato MN 09/2021 12/2023
Best Buy Maplewood MN 04/2021 05/2021
Menards Forest Lake MN 12/2020 03/2021
Mohawk Moving And Storage Blaine MN 06/2018 08/2023
Slumberland Furniture Mankato MN 09/2023 12/2023
  • 01/2024 → Present
    Minneapolis, MN
  • 01/2014 → 05/2018
    Forest Lake Schools
    Forest Lake, MN
  • 05/2016 → 09/2021
    Blue Diamond
    Forest Lake, MN
  • 06/2018 → 04/2021
    Century Community College
    White Bear Lake, MN
  • 09/2021 → 12/2023
    University Of Minnesota Mankato State
    Mankato, MN
  • 04/2021 → 05/2021
    Best Buy
    Maplewood, MN
  • 12/2020 → 03/2021
    Menards
    Forest Lake, MN
  • 06/2018 → 08/2023
    Mohawk Moving And Storage
    Blaine, MN
  • 09/2023 → 12/2023
    Slumberland Furniture
    Mankato, MN
Other Businesses

Outside Employment; Forest Lake Area Athletic Association; Field maintenance crew, taking out garbages, dragging fields and cleaning bathrooms; Field maintenance crew, taking out garbages, dragging fields and cleaning bathrooms; 5530 206th st n, , Forest Lake, MN, 55025; Not Investment-Related; 06/01/2024; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-23
S63 Uniform Securities Agent State Law Examination 2024-08-30
  • S65 Uniform Investment Adviser Law Examination
    2024-10-23
  • S63 Uniform Securities Agent State Law Examination
    2024-08-30
Other Names
  • Gavin Arntzen

View on SEC IAPD

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