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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-03-13 |
Branch Locations
2003 E Griffin Pkwy, Mission, TX 78572 • United States
520 E Nolana Ave Ste 120, Mcallen, TX 78504-2682 • United States
2100 Boca Chica Blvd, Brownsville, TX 78521 • United States
15326 Huebner Rd, San Antonio, TX 78248 • United States
5515 N. 10Th St, Mcallen, TX 78504 • United States
117 S. 10Th Ave, Edinburg, TX 78539 • United States
200 Lindberg, Mcallen, TX 78501 • United States
1300 E. Ridge Rd, Mcallen, TX 78501 • United States
600 E. Nolana Ave, Mcallen, TX 78504 • United States
720 E. Veterans Blvd, Palmview, TX 78574 • United States
206 W. Ferguson, Pharr, TX 78577 • United States
2300 E. Highway 83, Rio Grande City, TX 78582 • United States
214 S. Texas Rd, Weslaco, TX 78596 • United States
15326 Huebner Rd, San Antonio, TX 78248 • United States
5515 N 10Th St, Mcallen, TX 78504 • United States
381 N Loop 1604 W, San Antonio, TX 78232 • United States
200 Lindberg Ave, Mcallen, TX 78501 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lone Star National Bank | Pharr | TX | 10/2001 | Present |
| Lpl Financial Corporation | Pharr | TX | 03/2008 | Present |
1. 3/13/08 - DBA - LSNB INVESTMENT SERVICES, INC. 2. 07/14/08 - OTHER-FIXED ANNUITY, AMERICAN NATIONAL, FIXED ANUITY WITH APPROVED SPONSOR AMERICAN NATIONAL - CITADEL DIAMOND SERIES ANNUITY 5, 2% TIME SPENT. 3. 7/17/2017 - Genworth Life Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance Agent of Record - Started 06/13/2017 - 1 Hour Per Month During Securities Trading - Fixed annuity. 4. 03/19/2019 - Ameritas - Investment related - At reported business location(s) - Non-Variable Insurance - start date:03/08/2019 - 1 hr/mo - 0 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-11-13 |
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