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David Case

Planful Finance LLC

Lake Oswego, OR

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Current Employers
Planful Finance Llc

525 3Rd Street Suite 200, Lake Oswego, OR 97034 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-24
OR RA APPROVED 2024-02-22
  • NY RA
    APPROVED
    Since 2024-06-24
  • OR RA
    APPROVED
    Since 2024-02-22

Branch Locations

525 3Rd Street Suite 200, Lake Oswego, OR 97034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schmitt Industries, Inc Portland OR 06/1996 01/2018
Schmitt Industries, Inc. Portland OR 01/2018 10/2018
Schmitt Industries, Inc. Portland OR 10/2018 04/2019
Retired Portland OR 04/2019 01/2023
Planful Finance Llc Portland OR 01/2023 Present
  • 06/1996 → 01/2018
    Schmitt Industries, Inc
    Portland, OR
  • 01/2018 → 10/2018
    Schmitt Industries, Inc.
    Portland, OR
  • 10/2018 → 04/2019
    Schmitt Industries, Inc.
    Portland, OR
  • 04/2019 → 01/2023
    Retired
    Portland, OR
  • 01/2023 → Present
    Planful Finance Llc
    Portland, OR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-22
  • S65 Uniform Investment Adviser Law Examination
    2024-02-22
Designations

View on SEC IAPD

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Other Investors

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ANDREW GEORGE ROUNSAVELLE CARTER
LISA M CASELLI
Nicholas Jacob Hubert
Catherine A Groff
MARCUS CHRISTIAN PARKER
JEFFREY DAVID KANTOR
JUSTIN PATRICK LINDSEY

Other Offices

PANORAMIC CAPITAL PARTNERS LLC · LAKE OSWEGO, OR
NORTHMARQ FUND MANAGEMENT, LLC · LAKE OSWEGO, OR
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · LAKE OSWEGO, OR
RBC CAPITAL MARKETS, LLC · Lake Oswego, OR
CWM, LLC · Lake Oswego, OR
LPL FINANCIAL LLC · LAKE OSWEGO, OR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Lake Oswego, OR
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · LAKE OSWEGO, OR

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