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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-05-17
  • VA RA
    APPROVED
    Since 2024-05-17

Branch Locations

6441 Chesterfield Meadows Dr, Chesterfield, VA 23832 • United States

1021 E Cary St [V2/V9-Rbo], Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Hopewell VA 01/2024 Present
Wells Fargo Bank, Na Hopewell VA 08/2021 Present
Unemployed/Homemaker Prince George VA 11/2020 08/2021
Unemployed/ Caregiver Prince George VA 01/2014 11/2020
  • 01/2024 → Present
    Hopewell, VA
  • 08/2021 → Present
    Wells Fargo Bank, Na
    Hopewell, VA
  • 11/2020 → 08/2021
    Unemployed/Homemaker
    Prince George, VA
  • 01/2014 → 11/2020
    Unemployed/ Caregiver
    Prince George, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-17
S63 Uniform Securities Agent State Law Examination 2024-04-25
  • S65 Uniform Investment Adviser Law Examination
    2024-05-17
  • S63 Uniform Securities Agent State Law Examination
    2024-04-25
Other Names
  • Sarah Wilson

View on SEC IAPD

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