Shannon Renee Raines

Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  J.J.B. Hilliard, W.L.LYons, Llc
  Owensboro, KY
• 10/2019 → Present
  Robert W. Baird & Co. Incorporated
  Owensboro, KY

Previous Registrations

• 2009-09-03 → 2019-10-18
  J.J.B. Hilliard, W.L. Lyons, Llc
  Owensboro, KY
• 2004-09-29 → 2009-09-10
  Ameriprise Financial Services, Llc
  Owensboro, KY
  Owensboro, KY
  Owensboro, KY

Other Businesses

1)OWENSBORO ESTATE PLANNING COUNCIL, NON-INVEST RELATED, OWENSBORO KY, ORGANIZATION OF PROFESSIONALS SEEKING TO LEARN MORE ABOUT ESTATE PLANNING, PRESIDENT, 1/2012, .5 HRS/MONTH AND 0 DURING TRADING HRS, DUTIES INCLUDE SERVING AS VP. 2)PERSONAL RENTAL PPTYS, NON-INVEST RELATED, OWENSBORO KY, MULTIPLE RENTAL PPTYS OWNED WITH SPOUSE, CO-OWNER/LANDLORD, 7/2008, .5 HRS/MONTH AND 0 DURING TRADING HRS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-09-28
• S63 Uniform Securities Agent State Law Examination
  2003-01-21

Designations

• Certified Financial Planner

Other Names

• Shannon Renee Yeand
• Shannon Renee Yeand