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Current Employers
Kingswood Wealth Advisors, Llc

11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-01-29
  • GA RA
    APPROVED
    Since 2026-01-29

Branch Locations

906 Vista Dr Ste 100, Dalton, GA 30721 • United States

11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dalton High School Dalton GA 01/2014 05/2018
University Of Georgia Athens GA 05/2018 05/2023
Medical Business Concepts Inc Dalton GA 04/2020 06/2023
Medical Business Concepts Inc Dalton GA 07/2023 Present
Dempsey Lord Smith, Llc Rome GA 01/2024 11/2025
Kingswood Capital Partners Dalton GA 12/2025 Present
Kingswood Wealth Advisors Dalton GA 12/2025 Present
  • 01/2014 → 05/2018
    Dalton High School
    Dalton, GA
  • 05/2018 → 05/2023
    University Of Georgia
    Athens, GA
  • 04/2020 → 06/2023
    Medical Business Concepts Inc
    Dalton, GA
  • 07/2023 → Present
    Medical Business Concepts Inc
    Dalton, GA
  • 01/2024 → 11/2025
    Rome, GA
  • 12/2025 → Present
    Kingswood Capital Partners
    Dalton, GA
  • 12/2025 → Present
    Kingswood Wealth Advisors
    Dalton, GA
Previous Registrations
Other Businesses

1. "Medical Business Concepts, Inc.",Is Not Investment Related,"906 Vista Dr Suite 100, , Dalton, GA, 307621, United States",CPA Consulting,CPA,4/1/2020,175 hours per month,120 hours per month during trading hours,Commission Compensation,I am a CPA at a consulting firm. Our base is medical practices. We help doctors run their businesses. We consult with them on a daily basis usually. We do the books and tax work. 2. Stern Investments LLC,Is Not Investment Related,"906 Vista Dr Suite 100, , Dalton, GA, 30677, United States",DBA Investment Advisory Firm,Advisor,3/1/2024,10 hours per month,10 hours per month during trading hours,Commission Compensation,DBA 3. Southern Benefit Counselors LLC,Is Not Investment Related,"906 Vista Dr Suite 100, , Dalton, GA, 30677, United States",Insurance/Benefits,Owner/Member,4/1/2025,15 hours per month,5 hours per month during trading hours,Commission Compensation,I work with a local firm to help administrate benefits to our clients

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-14
  • S66 Uniform Combined State Law Examination
    2024-03-14

View on SEC IAPD

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