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Pence Capital Management, LLC CRD 281739
$1.54B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5000 Birch Street, Suite 8000, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-26 |
Branch Locations
5000 Birch Street, Suite 8000, Newport Beach, CA 92660 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-16 |
Branch Locations
5000 Birch Street #8000, Newport Beach, CA 92660-2158 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Newport Beach | CA | 06/2025 | Present |
| Wealth Optimization Network, Llc | Williamsville | NY | 08/2024 | 04/2025 |
| Wealth Optimization Network, Llc | Williamsville | NY | 01/2024 | 05/2024 |
| Citi | Getzville | NY | 06/2024 | 08/2024 |
| College Of Mount St. Vincent | Riverdale | NY | 08/2022 | 05/2023 |
| University At Buffalo | Buffalo | NY | 08/2023 | 05/2025 |
| Awestruck Ciders | Sidney | NY | 05/2022 | 08/2022 |
| Awestruck Ciders | Sidney | NY | 12/2022 | 01/2023 |
| Awestruck Ciders | Sidney | NY | 05/2023 | 08/2023 |
| Denny's | Oneonta | NY | 05/2023 | 08/2023 |
| Unatego School District | Otego | NY | 08/2009 | 06/2022 |
| Pence Capital Management | Newport Beach | CA | 05/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-16 |
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