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Peter Sheen

Hightower Advisors, LLC

Madison, CT

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-06-30
  • CT RA
    APPROVED
    Since 2025-06-30

Branch Locations

1291 Boston Post Rd Suite 201, Madison, CT 06443 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus Insurance New Haven CT 10/2023 06/2025
Knights Of Columbus Asset Advisors Llc New Haven CT 01/2024 06/2025
Knights Of Columbus New Haven CT 07/2022 10/2023
Fellowship Of Catholic University Students Golden CO 05/2020 07/2022
Unemployed Storrs CT 12/2019 05/2020
University Of Connecticut Storrs CT 08/2015 12/2019
Uconn Dining Services Storrs CT 01/2019 04/2019
Hightower Advisors, Llc Madison CT 06/2025 Present
  • 10/2023 → 06/2025
    Knights Of Columbus Insurance
    New Haven, CT
  • 01/2024 → 06/2025
    Knights Of Columbus Asset Advisors Llc
    New Haven, CT
  • 07/2022 → 10/2023
    Knights Of Columbus
    New Haven, CT
  • 05/2020 → 07/2022
    Fellowship Of Catholic University Students
    Golden, CO
  • 12/2019 → 05/2020
    Unemployed
    Storrs, CT
  • 08/2015 → 12/2019
    University Of Connecticut
    Storrs, CT
  • 01/2019 → 04/2019
    Uconn Dining Services
    Storrs, CT
  • 06/2025 → Present
    Hightower Advisors, Llc
    Madison, CT
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-11-08
S65 Uniform Investment Adviser Law Examination 2024-02-02
  • S63 Uniform Securities Agent State Law Examination
    2024-11-08
  • S65 Uniform Investment Adviser Law Examination
    2024-02-02

View on SEC IAPD

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ACCRETIVE CAPITAL MANAGEMENT, LLC
ACADIAN VENTURES MANAGEMENT, LLC
MAI CAPITAL MANAGEMENT, LLC
COMMONWEALTH FINANCIAL NETWORK
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

AMY ALISIA LAWLER
CHRISTOPHER JOSEPH MACCA
KYLE JOSEPH FARRELL
Tracy Ane Pierson
ROBERT SANTINO PAOLUCCI
MARGARET OMARRA MARUZO
GLENN SIMON ZAVORSKAS
COLIN MICHAEL DUGAN

Other Offices

PRINCIPLE WEALTH · MADISON, CT
STIFEL, NICOLAUS & COMPANY, INCORPORATED · MADISON, CT
LPL FINANCIAL LLC · MADISON, CT
ACCRETIVE CAPITAL MANAGEMENT, LLC · MADISON, CT
ACADIAN VENTURES MANAGEMENT, LLC · MADISON, CT
MAI CAPITAL MANAGEMENT, LLC · Madison, CT
MAI CAPITAL MANAGEMENT, LLC · Madison, CT
COMMONWEALTH FINANCIAL NETWORK · MADISON, CT

More in Madison, CT

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