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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-06-29 |
Branch Locations
41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2006-02-03 |
Branch Locations
Mccord Central Banking Office 6655 West Central Avenue, Toledo, OH 43617 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Huntington Investment Company | Columbus | OH | 01/2006 | Present |
| Ameriprise Financial Services, Llc | Toledo | OH | 06/2026 | Present |
NATURE: Musician INVESTMENT RELATED: No NUMBER OF HOURS: 10-20 hours SECURITIES TRADING HOURS: 0-5 hours START DATE: 03/16/2020 ADDRESS: 3430 Boulder Ridge Dr. Maumee, Ohio 43537 DESCRIPTION: Book & Perform shows. Receive compensation for performances, and disperse compensation to band members and sound / lighting engineers.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-24 |
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