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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2026-02-27 |
Branch Locations
301 W Northern Lights Blvd 5Th Fl, Ste 501 [Wa-Rbo], Anchorage, AK 99503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Anchorage | AK | 08/2025 | Present |
| Wells Fargo Bank, Na | Anchorage | AK | 01/2024 | Present |
| Homemaking | Anchorage | AK | 02/2022 | 01/2024 |
| Oriental Developers Caribbean Ltd (Anichi Development) | Roseau | 06/2019 | 01/2022 | |
| Tonge Group Of Companies | Roseau | 06/2017 | 06/2019 | |
| J. Astaphans & Co. Ltd | Roseau | 01/2017 | 06/2017 | |
| Donghua University | Shanghai | 09/2010 | 01/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2025-11-07 |
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