Joshua M Ellis

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2024 → 05/2024
  Lincoln Financial Securities Corp
  Wethersfield, CT
• 05/2019 → 08/2019
  Acadia Corporation
  Bar Harbor, ME
• 06/2018 → 01/2023
  Newington Tennis Center
  Newington, CT
• 09/2018 → 05/2023
  University Of Connecticut
  Hartford, CT
• 06/2023 → 02/2024
  Unemployed
  Newington, CT
• 01/2014 → 05/2018
  Full Time Education
  Newington, CT
• 05/2024 → Present
  Lpl Financial
  Wethersfield, CT

Other Businesses

1 - 07/29/2024 - Horizon Financial Services - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - At reported business location(s). 2- 02/20/2025 - Midland National Life Insurance Company - Non-Variable Insurance - Owner - Investment Related - At Reported Business Location(s) - Start Date 02/11/2025 - 20 hours per month/ 10 hours during trading 3- 11/17/2025 - AETNA - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 11/30/2025 - 8 hours per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2024-12-13

Other Names

• Joshua M Ellis