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Kavita Rathi

Northstar Portfolio Investments, LLC

Stamford, CT

CRD 7852837

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Employer firm

Northstar Portfolio Investments, LLC CRD 173314

$64.4M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Northstar Portfolio Investments, Llc

80, Fourth Street, Stamford, CT 06905 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-07-12
CT RA APPROVED 2024-07-11
  • NJ RA
    APPROVED
    Since 2024-07-12
  • CT RA
    APPROVED
    Since 2024-07-11

Branch Locations

80, Fourth Street, Stamford, CT 06905 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full Time Parenting Danbury CT 06/2013 06/2024
Northstar Portfolio Investments, Llc Stamford CT 07/2024 Present
Other Businesses

MIRAANSH ADITIA LLC; NON-INVESTMENT RELATED; PARTNER; HANOVER, PA; SPENDS 5 HRS/MTH DURING TRADING HOURS; UPS FRANCHISE STORE, INVESTOR/CONSULTANT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-22
  • S65 Uniform Investment Adviser Law Examination
    2023-12-22

View on SEC IAPD

Nearby Firms

COUNTERPOINTE INVESTMENT MANAGEMENT LLC
K2/D&S MANAGEMENT CO., L.L.C.
LONGRANGE CAPITAL, L.P.

Nearby Investors

CLAUDINE ANTOINETTE SPENCE
RONALD JOHN SCHULER
PAUL JON ACKERLEY

Nearby Offices

COUNTERPOINTE INVESTMENT MANAGEMENT LLC · STAMFORD, CT
K2/D&S MANAGEMENT CO., L.L.C. · STAMFORD, CT
LONGRANGE CAPITAL, L.P. · STAMFORD, CT

More in Stamford, CT

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