Griffin Riley

Ubs Financial Services Inc.

CRD 7852494

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-05-07

NJ RA
APPROVED

Since 2024-05-07

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Weehawken	NJ	01/2024	Present
Coinlist	San Francisco	CA	01/2022	08/2022
Ie University	Madrid		07/2017	10/2021
Les Roches	Marbella		01/2023	12/2023
University Of British Columbia (Ubc)	Vancouver		07/2016	07/2017
Nancy's Restaurant	Oak Bluffs	MA	07/2022	11/2022

01/2024 → Present

Ubs Financial Services Inc.

Weehawken, NJ
01/2022 → 08/2022

Coinlist

San Francisco, CA
07/2017 → 10/2021

Ie University

Madrid
01/2023 → 12/2023

Les Roches

Marbella
07/2016 → 07/2017

University Of British Columbia (Ubc)

Vancouver
07/2022 → 11/2022

Nancy's Restaurant

Oak Bluffs, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-05-06

S66 Uniform Combined State Law Examination

2024-05-06

View on SEC IAPD

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