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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-12-02
  • PA RA
    APPROVED
    Since 2024-12-02

Branch Locations

125 Strafford Avenue Suite 305, Wayne, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sims Financial Services Llc Wayne PA 01/2024 07/2024
Clark Construction Group Mclean VA 08/2019 12/2023
Unemployed Chester Springs PA 05/2019 08/2019
Carnegie Mellon University Pittsburgh PA 08/2015 05/2019
Commonwealth Financial Network Waltham MA 07/2024 04/2026
Sims Financial Services Llc Wayne PA 07/2024 04/2026
Commonwealth Financial Network Waltham MA 04/2026 Present
Sims Financial Services Llc Wayne PA 04/2026 Present
  • 01/2024 → 07/2024
    Sims Financial Services Llc
    Wayne, PA
  • 08/2019 → 12/2023
    Clark Construction Group
    Mclean, VA
  • 05/2019 → 08/2019
    Unemployed
    Chester Springs, PA
  • 08/2015 → 05/2019
    Carnegie Mellon University
    Pittsburgh, PA
  • 07/2024 → 04/2026
    Waltham, MA
  • 07/2024 → 04/2026
    Sims Financial Services Llc
    Wayne, PA
  • 04/2026 → Present
    Waltham, MA
  • 04/2026 → Present
    Sims Financial Services Llc
    Wayne, PA
Other Businesses

1. Fixed insurance sales; as of 5/06/2026; 5% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-25
  • S66 Uniform Combined State Law Examination
    2024-11-25

View on SEC IAPD

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