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David Ray Perkins

Pharos Capital Management, LLC

CRD 3211027

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Employer firm

Pharos Capital Management, LLC CRD 153686

$3.88M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Pharos Capital Management, Llc

Fuquay-Varina, NC • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2010-04-27
  • NC RA
    APPROVED
    Since 2010-04-27
Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pharos Capital Management, Llc Fuquay-Varina NC 04/2010 Present
Previous Registrations
  • 2007-05-09 → 2010-04-08
    New England Securities
    Raleigh, NC
    Dunn, NC
    Raleigh, NC
  • 2003-02-21 → 2004-01-22
    Raymond James Financial Services, Inc.
    Chula Vista, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-05-01
S63 Uniform Securities Agent State Law Examination 1999-04-23
  • S65 Uniform Investment Adviser Law Examination
    2007-05-01
  • S63 Uniform Securities Agent State Law Examination
    1999-04-23

View on SEC IAPD

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