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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-07-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dauby, O'COnnor, & Zaleski, Llc | Carmel | IN | 06/2023 | 08/2023 |
| Caliente, Llc | Fort Wayne | IN | 06/2021 | 08/2021 |
| Indiana University Kokomo | Kokomo | IN | 08/2020 | 12/2024 |
| Bishop Dwenger High School | Fort Wayne | IN | 08/2016 | 05/2020 |
| Raymond James Financial Services, Inc. | Kokomo | IN | 01/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Kokomo | IN | 07/2025 | Present |
(1) Name of Business: THEMM Financial Advisors LLC Address: 1821 Dogwood Dr, Kokomo, IN, 46902-5738, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/30/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: work for Raymond James
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-10 |
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