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Matthew Nicholas Williams

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7851633

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-04-01
TX RA APPROVED 2026-04-01
  • NC RA
    APPROVED
    Since 2026-04-01
  • TX RA
    APPROVED
    Since 2026-04-01

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 02/2024 Present
Waves Management Boca Raton FL 12/2016 01/2024
Dominos Pizza Delray Beach FL 01/2020 06/2020
Boca Raton Community High School Boca Raton FL 08/2014 05/2018
Palm Beach State College Lake Worth FL 08/2018 05/2021
Florida Atlantic University Boca Raton FL 08/2021 05/2023
Vanguard Marketing Corporation Charlotte NC 02/2024 Present
Vanguard Advisers, Inc. Charlotte NC 04/2026 Present
  • 02/2024 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 12/2016 → 01/2024
    Waves Management
    Boca Raton, FL
  • 01/2020 → 06/2020
    Dominos Pizza
    Delray Beach, FL
  • 08/2014 → 05/2018
    Boca Raton Community High School
    Boca Raton, FL
  • 08/2018 → 05/2021
    Palm Beach State College
    Lake Worth, FL
  • 08/2021 → 05/2023
    Florida Atlantic University
    Boca Raton, FL
  • 02/2024 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 04/2026 → Present
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-17
S63 Uniform Securities Agent State Law Examination 2024-04-26
  • S66 Uniform Combined State Law Examination
    2026-03-17
  • S63 Uniform Securities Agent State Law Examination
    2024-04-26
Other Names
  • Matt Nicholas Williams

View on SEC IAPD

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