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1445 Ross Ave Fl 55, Dallas, TX 75202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-28 |
Branch Locations
1445 Ross Ave Fl 55, Dallas, TX 75202 • United States
3425 S. Bascom Ave, Suite 240, Campbell, CA 95008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Litherland, Kennedy & Associates, Apc | San Jose | CA | 09/2011 | Present |
| Integrity Advisory Solutions | San Jose | CA | 03/2024 | Present |
1. American Academy of Estate Planning Attorneys; Not investment related; 9444 Balboa Ave #300 San Diego, California 92123; Estate Planning Attorney/Member/Board of Governors/Document Language Committee/Fellow/Peak; Member; 01/15/2021; 2 hours per month; 2 hours during trading hours; Law practice affiliation 2. American Academy Wealth; Investment related; 9444 Balboa Ave #300 San Diego, California 92123; Provide guidance on how to provide investment advice to clients; IAR; 12/19/2023; 4 hours per month; 4 hours during trading hours; Provide investment advice to clients as an IAR 3. Litherland, Kennedy & Associates, APC; Not investment related; 3425 S Bascom Ave, Suite 240 Campbell, CA 95008; Estate planning and elder care law firm; Owner/Attorney; 09/26/2011; 160 hours per month; 160 hours during trading hours; Owner/Attorney for Estate Planning & elder care law firm 4. LK Wealth, LLC; Investment related; 3425 S Bascom Ave, Suite 240 Campbell, CA 95008; LLC to receive funds generated from American Academy Wealth; Managing Member; 02/12/2024; 0 hours per month; 0 hours during trading hours; DBA. LLC to receive funds generated from American Academy Wealth. 5. Alzheimer's Association Walk to End Alzheimer's; Not investment related; 225 N. Michigan Ave. Floor 17 Chicago, IL 60601; Raising money for Alzheimer's Association; Member of Silicon Valley Executive Leadership Team; 01/01/2024; 2 hours per month; 2 hours during trading hours; Raising money for Alzheimer's Association
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-05 |
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