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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-03 |
| IL | RA | APPROVED | 2024-04-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Chicago | IL | 12/2023 | 02/2024 |
| Jp Morgan Chase Bank, N.A. | Chicago | IL | 12/2023 | 02/2024 |
| Doc B's Restaurant & Bar | Chicago | IL | 07/2022 | 12/2023 |
| Taco Bell | Elk Grove Village | IL | 11/2017 | 06/2019 |
| Amazon | Chicago | IL | 06/2019 | 08/2022 |
| Unemployed | Elk Grove Village | IL | 12/2013 | 10/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 02/2024 | Present |
| Depaul University | Chicago | IL | 09/2021 | 06/2023 |
| Bank Of America N.A. | Chicago | IL | 05/2024 | Present |
I*5119267, Entity Type: , Name of OBA: DePaul Keeley Academy , Address: Chicago, Illinois, 60604, Investment Related: N, Position, Title, Association: ["Board Member"], Employee Start Date: 08/03/2026, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: Managing relationships for the organization and growing its network The Keeley Center Academy is a co-curricular program for high-potential, high-performing finance majors pursuing banking, capital markets, consulting, investment management, private wealth management, and valuation careers.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-08 |
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