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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-11-18
  • KY RA
    APPROVED
    Since 2024-11-18

Branch Locations

4084 Finn Way Suite 150, Lexington, KY 40517 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Lexington KY 01/2024 Present
Charles Schwab Bank Ssb Lexington KY 01/2024 Present
Bank Of The Bluegrass And Trust Co Lexington KY 09/2019 01/2024
Unemployed Lexington KY 05/2019 09/2019
Commonwealth Credit Union Frankfort KY 02/2015 05/2019
  • 01/2024 → Present
    Lexington, KY
  • 01/2024 → Present
    Charles Schwab Bank Ssb
    Lexington, KY
  • 09/2019 → 01/2024
    Bank Of The Bluegrass And Trust Co
    Lexington, KY
  • 05/2019 → 09/2019
    Unemployed
    Lexington, KY
  • 02/2015 → 05/2019
    Commonwealth Credit Union
    Frankfort, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-18
  • S66 Uniform Combined State Law Examination
    2024-11-18

View on SEC IAPD

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