Tige Joseph Soderberg

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2020-10-19
TX	RA	APPROVED	2009-06-01

DC RA
APPROVED

Since 2020-10-19
TX RA
APPROVED

Since 2009-06-01

Branch Locations

845 Texas Avenue, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Houston	TX	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney

Houston, TX

Previous Registrations

2000-09-25 → 2009-06-01

Citigroup Global Markets Inc.

Houston, TX

West Palm Beach, FL

Other Businesses

SODERBERG INTEREST #1- REAL ESTATE- 8210 THUNDER RIDGE WAY, MISSOURI CITY, TX 74459- PARTNER AND MANAGING MEMBER- BUSINESS IS OWNER OF REAL ESTATE INVESTMENTS AND WILL NOT REQUIRE ME TO PERFORM ANY SPECIFIC DUTIES OTHER THAN PAPERWORK- 100% SHARES HELD- INVESTMENT RELATED REAL ESTATE INVESTMENT PROPERTY- 7207 INDIAN RIVER DR., FORT PIERCE, FL 34982- OWNER, FILING TAXES, MAINLY DEALING WITH PAPERWORK- 100% SHARES HELD, 0 HOURS DEVOTED- INVESTMENT RELATED *578240 - Rivergale Estates Nursery, LLC ; Investment related - Yes ; Fort Pierce,Florida ; Agriculture ; Partner(proprietor, partner, officer, director, employee, trustee, agent) ; 1/2024 ; During business hours : 0 ; After business hours : 2 ; Administrative:Accounting/Bookkeeping:Check Signing/Funds Disbursements

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-10-19
S63	Uniform Securities Agent State Law Examination	1999-05-20

S65 Uniform Investment Adviser Law Examination

1999-10-19
S63 Uniform Securities Agent State Law Examination

1999-05-20

Other Names

Tige J Soderberg

View on SEC IAPD