James Brady

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2022 → 08/2022
  Wealthspire Advisors
  New York, NY
• 04/2021 → 08/2021
  Student Agencies Inc.
  Ithaca, NY
• 01/2024 → Present
  Ubs Financial Services, Inc
  Weehawken, NJ
• 06/2019 → 08/2019
  Principal Wealth Partners
  Madison, CT
• 05/2018 → 03/2019
  Vector Marketing
  Norwalk, CT
• 08/2019 → 05/2023
  Cornell University
  Ithaca, NY
• 08/2014 → 05/2019
  Fairfield College Preparatory School
  Fairfield, CT
• 06/2023 → 07/2023
  Extended Travel
  Munich
• 08/2023 → 12/2023
  Unemployed
  Huntington, NY

Exams

• S66 Uniform Combined State Law Examination
  2024-10-11