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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-24 |
Branch Locations
4200 Westheimer Rd Suite 100, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Certified Tree Care | Austin | TX | 01/2023 | 03/2023 |
| Premier Financial Alliance (National Life Group) | Houston | TX | 03/2016 | 03/2020 |
| Premier Financial Alliance (National Life Group) | Houston | TX | 03/2016 | 03/2020 |
| Aji Ramen | Katy | TX | 06/2018 | 03/2020 |
| R1649 Equity Partners | Houston | TX | 04/2021 | 03/2023 |
| Full Time Education | Houston | TX | 08/2015 | 06/2018 |
| Full Time Education | Katy | TX | 08/2018 | 06/2021 |
| Charles Schwab & Co., Inc. | Houston | TX | 03/2024 | Present |
| Unemployed | Katy | TX | 03/2023 | 03/2024 |
| Charles Schwab Bank, Ssb | Houston | TX | 12/2024 | Present |
1) Uber|Investment Related:No|Travel/Transportation/Tourism|Uber Driver|2024-10-23|HoursPerMonth:20-40|HoursSpentduringSecurityTrading:0|Provide transportation for customers via the Uber app or deliver food to customers using the Uber Eats app.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-21 |
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