Iain Andrew Sharpe

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1999 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 09/2009 → Present
  Bank Of America, Na
  Houston, TX

Other Businesses

I*: 2121288 Entity Type: Charitable Name of OBA: The Faris Foundation Address: Sugar Land, TX 77478 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 02/03/2025 Number of Hours: 5 hrs annually Number of Hours during trading: 0 Duties: Non-profit for childhood cancer research, art programs & public awareness. Being a member of board that oversees the strategic direction of organization

Exams

• S66 Uniform Combined State Law Examination
  1999-06-23

Other Names

• Iain A Sharpe