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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-18 |
| IL | RA | APPROVED | 2024-04-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mount Prospect | IL | 12/2023 | Present |
| Elmhurst Memorial Hospital | Elmhurst | IL | 02/2020 | 03/2022 |
| Ecolab | St. Paul | MN | 05/2022 | 07/2022 |
| Andy Frain Services | Rosemont | IL | 03/2023 | 01/2025 |
| College Of Dupage | Glen Ellyn | IL | 08/2018 | 05/2020 |
| Elmhurst University | Elmhurst | IL | 08/2020 | 12/2022 |
| Unemployed/School | Elmhurst | IL | 01/2014 | 07/2018 |
| Redstone American Grill | Oakbrook Terrace | IL | 09/2023 | 11/2023 |
| Bank Of America N.A. | Mount Prospect | IL | 02/2024 | Present |
Name of the other business: Andy Frain Services Whether the business is investment-related: No Address of the other business :Rosemont, IL 60018Nature of the other business: Event Staff/Customer Service Your position: Event Staff Title, or relationship with the other business :Registry Employee Start date of your relationship: 03/16/2023Approximate number of hours/month you devote to the other business :30 hours per month Number of hours you devote to the other business during securities trading hours :0 only on weekends Briefly describe your duties relating to the other business: Assist people to their designated seats in Arenas/Theater or check/scan tickets at entrance A Template I*1644303, Name of OBA: Andy Frain Services Inc Address: Rosemont Illinois Investment Related: No Position, Title, Association: Employee Start Date: 03/14/2023 No Hours 5 weekly: No Hours during trading: 0 Duties: Event staff for Allstate Arena and Rosemont Theater. A registry weekend job to see events
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-01 |
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