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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| True Path Financial | Irvine | CA | 04/2023 | 07/2024 |
| Hudson Investigations | Irvine | CA | 09/2022 | 01/2023 |
| Rjn Investigations | Tustin | CA | 09/2021 | 09/2022 |
| Lacc | Los Angeles | CA | 02/2020 | 09/2021 |
| Us Army | Fort Stewart | GA | 04/2014 | 02/2020 |
| Unemployed | Garden Grove | CA | 01/2023 | 04/2023 |
| Equity Services Inc | Montpelier | VT | 01/2024 | 07/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Laguna Niguel | CA | 07/2024 | 05/2026 |
| Bank Of America, N.A | Laguna Niguel | CA | 08/2024 | 05/2026 |
| Captrust | Raleigh | NC | 06/2026 | Present |
| Capfinacial Securities Llc | Raleigh | NC | 06/2026 | Present |
I*2010272, Entity Type Entity For Profit, Name of OBA: E&R Media Group LLC Address: Garden Grove California 92841 Investment Related: No Position, Title, Association: Employee Start Date: 02/09/2023 Owner No Hours: 0 No Hours during trading: 0 Duties: It was a social media company (Facebook) that generated revenue by creating content (funny memes) and drop shipping t-shirts. All of these activities have ceased and we filed for dissolution in March 28 2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-16 |
| S65 | Uniform Investment Adviser Law Examination | 2024-01-22 |
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