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Cade Joseph Vela

Westend Advisors, LLC

Charlotte, NC

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Current Employers
Westend Advisors, Llc

1001 Morehead Square Drive Suite 600, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-03-04
  • NC RA
    APPROVED
    Since 2024-03-04

Branch Locations

1001 Morehead Square Drive Suite 600, Charlotte, NC 28203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Victory Capital Services, Inc. Charlotte NC 12/2023 Present
Ally Financial Charlotte NC 07/2022 12/2023
Davidson College Davidson NC 08/2018 05/2022
West Forsyth High School Cumming GA 08/2014 06/2018
  • 12/2023 → Present
    Victory Capital Services, Inc.
    Charlotte, NC
  • 07/2022 → 12/2023
    Ally Financial
    Charlotte, NC
  • 08/2018 → 05/2022
    Davidson College
    Davidson, NC
  • 08/2014 → 06/2018
    West Forsyth High School
    Cumming, GA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-06-18
S65 Uniform Investment Adviser Law Examination 2024-03-02
  • S63 Uniform Securities Agent State Law Examination
    2024-06-18
  • S65 Uniform Investment Adviser Law Examination
    2024-03-02

View on SEC IAPD

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