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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-13 |
Branch Locations
12858 Research Blvd, Hwy #183, Austin, TX 78750 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Austin | TX | 11/2025 | Present |
| J.P. Morgan Securities Llc | Austin | TX | 11/2025 | Present |
| Fidelity Investments | New Braunfels | TX | 09/2024 | 10/2025 |
| New York Life Insurance Company | San Antonio | TX | 01/2024 | 09/2024 |
| Cr38Tiv Cinematics | Carlsbad | CA | 05/2023 | 12/2023 |
| Jake's Del Mar | Del Mar | CA | 03/2022 | 12/2023 |
| Ritual Relax | Del Mar | CA | 10/2023 | 11/2023 |
| Starbucks | Del Mar | CA | 08/2022 | 12/2022 |
| Jamba | San Diego | CA | 04/2021 | 07/2022 |
| Panda Restaurant Group | San Diego | CA | 02/2021 | 04/2021 |
| Glockstore | San Diego | CA | 05/2020 | 02/2021 |
| Unemployed | San Diego | CA | 01/2020 | 04/2020 |
| En Fuego Cantina & Grill | San Diego | CA | 10/2019 | 12/2019 |
| Unemployed | San Diego | CA | 11/2015 | 09/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2024-02-24 |
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