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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-13 |
| MN | RA | APPROVED | 2026-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ozark National Life | Kansas City | MO | 12/2023 | 02/2026 |
| N.I.S. Financial Services, Inc. | Kansas City | MO | 12/2023 | 02/2026 |
| Minnesota State University - Moorhead | Moorhead | MN | 08/2021 | 05/2025 |
| Stanley-Boyd School District | Stanley | WI | 08/2013 | 08/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Brooklyn Center | MN | 02/2026 | Present |
| P&B Lumber | Cadott | WI | 06/2020 | 08/2021 |
| Kohls | Fargo | ND | 06/2022 | 06/2022 |
| Jobbers Moving Co. | Fargo | ND | 06/2022 | 08/2022 |
| Planet Fitness | Moorhead | MN | 02/2023 | 05/2023 |
| Nordick Group | Fargo | ND | 05/2023 | 08/2023 |
| Wisconsin Bench / Benchmark Components Inc | Thorp | WI | 06/2024 | 08/2024 |
| Domino's | Moorhead | MN | 02/2025 | 05/2025 |
| Kohls Department Stores, Inc | Fargo | ND | 06/2022 | 06/2022 |
| College Town Pizza Inc | Moorhead | MN | 02/2025 | 05/2025 |
| Bank Of America, N.A. | Brooklyn Center | MN | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2025-07-15 |
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