Robert Clifton Fell

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2026-03-05

AL RA
APPROVED

Since 2026-03-05

Branch Locations

102 Interstate Court, Prattville, AL 36066 • United States

418 Madison Ave, Montgomery, AL 36104 • United States

1794 E Main St, Prattville, AL 36066 • United States

1120 Hwy 231, Troy, AL 36081 • United States

300 Jensen Rd, Prattville, AL 36067 • United States

1789 Cong W.L. Dickinson Dr, Montgomery, AL 36109 • United States

1501 7Th St N, Clanton, AL 35045 • United States

102 Capt Crommelin Rd, Wetumpka, AL 36092 • United States

35 Main St, Eclectic, AL 36024 • United States

2755 Taylor Rd, Montgomery, AL 36117 • United States

1401 Gilmer Ave, Tallassee, AL 36078 • United States

717 Willow Ln, Greenville, AL 36037 • United States

3380 Eastdale Cir, Montgomery, AL 36117 • United States

418 Madison Ave, Montgomery, AL 36104 • United States

1215A Mlk Jr Expy, Andalusia, AL 36420 • United States

9411 Al Hwy 22, Maplesville, AL 36750 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hyundai Motor Manufacturing Alabama	Montgomery	AL	01/2012	01/2024
Edward Jones	St Louis	MO	01/2024	02/2026
Lpl Financial	Prattville	AL	02/2026	Present
Guardian Credit Union	Prattsville	AL	02/2026	Present

01/2012 → 01/2024

Hyundai Motor Manufacturing Alabama

Montgomery, AL
01/2024 → 02/2026

Edward Jones

St Louis, MO
02/2026 → Present

Lpl Financial

Prattville, AL
02/2026 → Present

Guardian Credit Union

Prattsville, AL

Previous Registrations

2024-03-25 → 2026-02-13

Edward Jones

St. Louis, MO

Millbrook, AL

Montgomery, AL

Other Businesses

1. 03/2026 - Real Estate Rental - Real Estate Rental - Investment Related - 01 Hrs/Mth - 01 Hrs During Trading - Millbrook, AL 36054 - OBA Start Date: 06/01/2015 2. Investment products and services are offered through LPL Financial LLC using the DBA/trade name Guardian Financial Planning - Investment Related - At Reported Business Location(s) - Start Date: 03/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-03-19

S66 Uniform Combined State Law Examination

2024-03-19

View on SEC IAPD