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Nadine C Smith

Ubs Financial Services Inc.

Weehawken, NJ

CRD 7848742

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-08-06
  • NJ RA
    APPROVED
    Since 2025-08-06

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nisivoccia Wealth Advisors Mount Arlington NJ 01/2024 07/2024
Mars Inc. Hackettstown NJ 07/2023 12/2023
Basf Corp Florham Park NJ 03/2021 05/2023
Garden State Urology Wayne NJ 12/2019 03/2021
Roma Pizzeria Boonton NJ 11/2017 08/2018
Ubs Weehawken NJ 04/2025 Present
Boonton High School Boonton NJ 09/2015 06/2019
Unemployed Boonton NJ 07/2024 04/2025
Fairleigh Dickinson University Madison NJ 08/2019 05/2024
  • 01/2024 → 07/2024
    Nisivoccia Wealth Advisors
    Mount Arlington, NJ
  • 07/2023 → 12/2023
    Mars Inc.
    Hackettstown, NJ
  • 03/2021 → 05/2023
    Basf Corp
    Florham Park, NJ
  • 12/2019 → 03/2021
    Garden State Urology
    Wayne, NJ
  • 11/2017 → 08/2018
    Roma Pizzeria
    Boonton, NJ
  • 04/2025 → Present
    Ubs
    Weehawken, NJ
  • 09/2015 → 06/2019
    Boonton High School
    Boonton, NJ
  • 07/2024 → 04/2025
    Unemployed
    Boonton, NJ
  • 08/2019 → 05/2024
    Fairleigh Dickinson University
    Madison, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-22
  • S66 Uniform Combined State Law Examination
    2025-05-22
Other Names
  • Nadine Catherine Smith

View on SEC IAPD

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