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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-08-06 |
Branch Locations
1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nisivoccia Wealth Advisors | Mount Arlington | NJ | 01/2024 | 07/2024 |
| Mars Inc. | Hackettstown | NJ | 07/2023 | 12/2023 |
| Basf Corp | Florham Park | NJ | 03/2021 | 05/2023 |
| Garden State Urology | Wayne | NJ | 12/2019 | 03/2021 |
| Roma Pizzeria | Boonton | NJ | 11/2017 | 08/2018 |
| Ubs | Weehawken | NJ | 04/2025 | Present |
| Boonton High School | Boonton | NJ | 09/2015 | 06/2019 |
| Unemployed | Boonton | NJ | 07/2024 | 04/2025 |
| Fairleigh Dickinson University | Madison | NJ | 08/2019 | 05/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-22 |
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