Best Investors Account Sign in

Luke Anthony Fontechia

Ubs Financial Services Inc.

Charlotte, NC

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-10-13
  • NC RA
    APPROVED
    Since 2025-10-13

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Knoxville TN 01/2024 05/2025
The Governor's Club Brentwood TN 03/2019 08/2021
Rent-A-Rita Nashville TN 05/2021 08/2023
University Of Tennessee, Knoxville Knoxville TN 08/2021 05/2025
Brentwood High School Brentwood TN 08/2017 05/2021
Ubs Financial Services Charlotte NC 07/2025 Present
Brentwood Middle School Brentwood TN 08/2014 05/2017
  • 01/2024 → 05/2025
    Morgan Stanley
    Knoxville, TN
  • 03/2019 → 08/2021
    The Governor's Club
    Brentwood, TN
  • 05/2021 → 08/2023
    Rent-A-Rita
    Nashville, TN
  • 08/2021 → 05/2025
    University Of Tennessee, Knoxville
    Knoxville, TN
  • 08/2017 → 05/2021
    Brentwood High School
    Brentwood, TN
  • 07/2025 → Present
    Ubs Financial Services
    Charlotte, NC
  • 08/2014 → 05/2017
    Brentwood Middle School
    Brentwood, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-11
  • S66 Uniform Combined State Law Examination
    2025-10-11
Other Names
  • Luke A Fontechia

View on SEC IAPD

Other Firms

FIRST TRYON ADVISORS
MUIRFIELD WEALTH ADVISORS LLC
MAI CAPITAL MANAGEMENT, LLC
LPL FINANCIAL LLC
ARKADIOS WEALTH ADVISORS
MODERA WEALTH MANAGEMENT, LLC
TLG ADVISORS, INC.
CAPITALA PRIVATE ADVISORS, LLC

Other Investors

JOSHUA REESE BAILEY
PHILIP REESE BAILEY
MICHELE V STUTTS
BRANDON RICHARD PHILLIPS
BERT DEEMS MAY
LEILA TARATUS EVANS
Lindie Rheeder
Emily Ruth Johnson

Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor