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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-05-05
  • NC RA
    APPROVED
    Since 2026-05-05

Branch Locations

New Bern, NC • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 01/2024 04/2026
Wells Fargo Bank, Na New Bern NC 08/2018 04/2022
Truist Bank New Bern NC 04/2022 06/2023
Pnc Bank Na New Bern NC 03/2016 08/2018
Unemployed New Bern NC 07/2023 12/2023
Empower Financial Services, Inc Greenwood Village CO 04/2026 Present
Empower Advisory Group, Llc Greenwood Village CO 04/2026 Present
  • 01/2024 → 04/2026
    New York, NY
  • 08/2018 → 04/2022
    Wells Fargo Bank, Na
    New Bern, NC
  • 04/2022 → 06/2023
    Truist Bank
    New Bern, NC
  • 03/2016 → 08/2018
    Pnc Bank Na
    New Bern, NC
  • 07/2023 → 12/2023
    Unemployed
    New Bern, NC
  • 04/2026 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 04/2026 → Present
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-18
  • S66 Uniform Combined State Law Examination
    2023-12-18
Other Names
  • Andrew Fields

View on SEC IAPD

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