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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-02 |
| VT | RA | APPROVED | 2025-01-14 |
Branch Locations
330 Whitney Avenue Suite 600, Holyoke, MA 01040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Holyoke | MA | 02/2024 | Present |
| Massmutual Life Insurance Co | Holyoke | MA | 01/2023 | Present |
| The Hermitage Inn Vermont | Dover | VT | 02/2022 | Present |
| Aflac | Agawam | MA | 03/2022 | 07/2023 |
| Gypsy Apple Bistro | Shelburne Falls | MA | 06/2020 | 02/2022 |
| Bistro Les Gras | Northampton | MA | 05/2019 | 03/2020 |
| The Farm Table | Bernardston | MA | 07/2018 | 11/2020 |
| Fedex Express | Hatfield | MA | 11/2020 | 06/2021 |
| The Alvah Stone | Montague | MA | 02/2018 | 07/2018 |
| The Hartness House | Springfield | MA | 01/2017 | 03/2018 |
| Solo Farm Table | S Londonderry | VT | 06/2015 | 12/2016 |
(1) Name: The Hermitage Inn Vermont Inv rel: N Add: 25 Handle Rd. Dover, VT 05356 Nature: Restaurant/Bar Work Position: Server Start date: 02/2022 No. HR/MO: 24 No. HR/MO dur trading: 2 Describe duties: Wait on tables and deliver food. (2) NAME: BENJAMIN MINIFIE, INV REL: Y, ADD: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 6/18/2024, NO. HR/MO: 2, NO. HR/MO DURING SEC TRADING: 0, DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-19 |
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