Walter Marvin Wittrock

Employer firm

Advisor Share Wealth Management, LLC CRD 307997

$377M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• COMPREHENSIVE ASSET MANAGEMENT PLATFORM PROVIDER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1987 → Present
  Wittrock Financial, Inc
  Spirit Lake, IA
• 12/2015 → 05/2023
  Trek Financial
  Scottsdale, AZ
• 05/2023 → Present
  Advisor Share Wealth Management, Llc
  Vancouver, WA

Previous Registrations

• 2016-01-06 → 2023-05-16
  Trek Financial
  Scottsdale, AZ
  Scottsdale, AZ
  Spirit Lake, IA
  Spirit Lake, IA
• 2002-03-07 → 2005-08-03
  Transamerica Financial Advisors, Llc
  Carroll, IA

Other Businesses

(1)WITTROCK FINANCIAL INC. 421 W BROADWAY STE 300 COUNCIL BLUFFS IA 51502. PRESIDENT SINCE 6/2003. INVESTMENT RELATED BUSINESS. APPROX 65 HRS/MONTH. SECURITIES AND FIXED BUSINESS. (2)GREAT LAKES FISH GROWERS. 24359 GRANITE AVE HALBUR IA 51444. VICE PRES (05/2003-05/2005). NO HOURS SPENT ON THIS BUSINESS. NOT INVESTMENT RELATED. (3)Legacy Lock, LLC, Solicitor, Provide subscription based estate planning software to clients, 2 hours per week, Scottsdale, AZ (2018-2021).

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-11-03
• S63 Uniform Securities Agent State Law Examination
  1999-06-14

Other Names

• Chip Wittrock
• Walter Marvin Wittrock