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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-05-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valley Stables | Oakland | NJ | 05/2013 | 10/2019 |
| Wise Music Group | Chester | NY | 04/2019 | 09/2023 |
| Thatcher Mcghee's | Pompton Lakes | NJ | 10/2022 | 05/2025 |
| Certified Financial Services | Paramus | NJ | 11/2023 | 05/2025 |
| Park Avenue Securities | Paramus | NJ | 05/2025 | Present |
| Guardian Life Insurance Comapany | Paramus | NJ | 01/2025 | Present |
1) Thatcher McGhee's-Part time bartender Nature of Business: Restaurant, Start date: 10/15/2022, Address: 6 Wanaque Ave, Pompton Lakes, NJ 07442, Duties: Bartender, 20 total hours per month; 0 during securities trading hours, Not investment related, 2) Insurance other than Guardian-Independent contractor, Nature of Business: Insurance sales, Start date: 06/25/2026, Address: 52 Forest Ave, Paramus NJ 07652, Duties: Insurance other than Guardian 5 total hours per month; 5 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-07 |
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