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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-16
  • CA RA
    APPROVED
    Since 2026-03-16

Branch Locations

1725 Saratoga Ave, San Jose, CA 95129 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. San Jose CA 03/2026 Present
J.P. Morgan Securities Llc San Jose CA 03/2026 Present
Nirmal Brar Md Inc Fresno CA 01/2023 Present
Sequoia Financial Llc Visalia CA 01/2023 11/2024
Cory D Jaques Md Inc Visalia CA 01/2022 06/2023
Unemployed Fresno CA 03/2016 12/2021
  • 03/2026 → Present
    Jpmorgan Chase Bank, N.A.
    San Jose, CA
  • 03/2026 → Present
    San Jose, CA
  • 01/2023 → Present
    Nirmal Brar Md Inc
    Fresno, CA
  • 01/2023 → 11/2024
    Visalia, CA
  • 01/2022 → 06/2023
    Cory D Jaques Md Inc
    Visalia, CA
  • 03/2016 → 12/2021
    Unemployed
    Fresno, CA
Previous Registrations
Other Businesses

Entity Name: NIRMAL BRAR MD INC Investment related: No Address: 1111 E Herndon Ave Suite 115, Fresno, CA 93720 Nature of the other business: Psychiatry Position/Title/Relationship: Employee/Contractor Start Date: 01/01/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Father's psychiatry private practice. Listed as office manager on payroll. Responsibilities included were office duties, supporting productivity and efficiency.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-04-10
S65 Uniform Investment Adviser Law Examination 2023-12-01
  • S63 Uniform Securities Agent State Law Examination
    2026-04-10
  • S65 Uniform Investment Adviser Law Examination
    2023-12-01

View on SEC IAPD

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