Catherine Livingston Root

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2024 → Present
  Raymond James Financial Services, Inc.
  Orlando, FL
• 06/2018 → 12/2018
  Dayton Beach Racing And Car Club
  Daytona Beach, FL
• 05/2015 → 06/2018
  Stay At Home Work
  Ormond Beach, FL
• 01/2019 → 01/2024
  Stay At Home Mom
  Ormond Beach, FL
• 04/2024 → Present
  Raymond James Financial Services Advisors, Inc
  Orlando, FL

Other Businesses

(1)Name of Business: Address: 253 John Anderson Drive, Ormond Beach, FL, 32176, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 01/01/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is an amazon reseller agreement that is entirely passive income. Shoppers click on a link I made in 2013 to buy products on Amazon. I receive a commission based on what they buy. (2)Name of Business: Address: 253 John Anderson Drive, Ormond Beach, FL, 32176, United States Activity Type: Other Position/Title: Independent Contractor Investment Related: No Start Date: 09/15/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am monetized on Twitter. This is passive income. My involvement is limited to views on my content. I do not undertake any activities to collect any other earned income or royalties. Twitter pays out twice a month through a stripe account. 2023 total was $297.30. 2024 so far is 52.76 (3)Name of Business: Risk Wrangler Inc Address: 253 John Anderson Drive, Ormond Beach, FL, 32176, United States Activity Type: Business Owner Position/Title: Other, Owner/Proprietor, Officer - President Investment Related: No Start Date: 04/07/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is my consulting business I started in 2023 to take on projects as a third party vendor. I am not taking projects at this time.\n* My license to practice law, which was reactivated as of 5/3/24, is now under this entity. There is an E&O policy through Hartford to cover this activity. (4)Name of Business: under Risk Wrangler Inc. (Existing and approved OBA) Address: 253 John Anderson, Ormond Beach, FL, 32176, United States Activity Type: Attorney Position/Title: Other Investment Related: No Start Date: 05/03/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My license to practice law has been recently reactivated and is parked under this entity. The entity OBA has been edited to reflect this activity

Exams

• S66 Uniform Combined State Law Examination
  2024-03-15

Other Names

• Catherine Livingston
• Catherine Zorovich
• Catherine Root
• Catherine Joan Zorovich
• Catherine Joan Livingston