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Ricardo Lee Sandoval

J.P. Morgan Securities LLC

Tempe , AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-07-28
NJ RA APPROVED 2025-07-11
FL RA APPROVED 2025-07-10
CT RA APPROVED 2025-07-09
NY RA APPROVED 2025-07-09
TX RA APPROVED 2025-07-09
  • AZ RA
    APPROVED
    Since 2025-07-28
  • NJ RA
    APPROVED
    Since 2025-07-11
  • FL RA
    APPROVED
    Since 2025-07-10
  • CT RA
    APPROVED
    Since 2025-07-09
  • NY RA
    APPROVED
    Since 2025-07-09
  • TX RA
    APPROVED
    Since 2025-07-09

Branch Locations

150 W University Dr., Flr 04, Tempe , AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 12/2023 03/2025
Sundevil Fitness Complex Tempe AZ 01/2022 05/2024
Adp Tempe AZ 06/2023 08/2023
J.P. Morgan Securities Llc Tempe AZ 04/2025 Present
Jpmorgan Chase Bank, N.A. Tempe AZ 04/2025 Present
Unemployed Tempe AZ 04/2015 12/2021
Charles Schwab & Co Phoenix AZ 01/2024 03/2025
Az State University Tempe AZ 01/2022 05/2024
  • 12/2023 → 03/2025
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 01/2022 → 05/2024
    Sundevil Fitness Complex
    Tempe, AZ
  • 06/2023 → 08/2023
    Adp
    Tempe, AZ
  • 04/2025 → Present
    J.P. Morgan Securities Llc
    Tempe, AZ
  • 04/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Tempe, AZ
  • 04/2015 → 12/2021
    Unemployed
    Tempe, AZ
  • 01/2024 → 03/2025
    Charles Schwab & Co
    Phoenix, AZ
  • 01/2022 → 05/2024
    Az State University
    Tempe, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-09
S63 Uniform Securities Agent State Law Examination 2025-02-13
  • S66 Uniform Combined State Law Examination
    2025-07-09
  • S63 Uniform Securities Agent State Law Examination
    2025-02-13
Other Names
  • Ricardo Kang Hee Lee
  • Ricardo Lee Sandoval
  • Ricardo K Lee
  • Ricardo Lee Sandoval
  • Ricardo K Leesandoval
  • Ricardo Kang Hee Lee Sandoval

View on SEC IAPD

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