John P. Bergerson

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 11/2016
  Wells Fargo Advisors, Llc
  Salt Lake City, UT
• 11/2016 → 10/2017
  Wells Fargo Clearing Services, Llc
  Salt Lake City, UT
• 10/2017 → Present
  Raymond James & Associates
  Cottonwood Heights, UT

Previous Registrations

• 2015-12-14 → 2017-10-24
  Wells Fargo Clearing Services, Llc
  Salt Lake City, UT
  Salt Lake City, UT
• 2002-11-18 → 2016-03-07
  Albion Financial Group
  Salt Lake City, UT

Other Businesses

(1)Name of Business: Jewish Family Service of Utah Address: 495 E 4500 S, Salt Lake City, UT, 84107, United States Activity Type: Non profit Position/Title: Board Member, Subcommittee Member Investment Related: Yes Start Date: 01/01/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Finance Committee and Board of Trustees Member (2)Name of Business: Powderhorn Properties,LLC (Rental Real Estate) Address: 3419 S 3570 E, Salt Lake, UT, 84109, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own residential rental property in this LLC. (3)Name of Business: Tracy Aviary Address: 589 E 1300 S, Salt Lake, UT, 84105, United States Activity Type: Non profit Position/Title: Board Member, Subcommittee Member Investment Related: Yes Start Date: 01/01/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Finance Committee and Board of Trustees Member

Exams

• S63 Uniform Securities Agent State Law Examination
  2016-01-19
• S65 Uniform Investment Adviser Law Examination
  1999-03-22

Designations

• Chartered Financial Analyst

Other Names

• John Bergerson
• John P Bergerson