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Andrew Thomas Sullivan

Stonefield Capital Ltd.

Malvern, PA

CRD 7846697

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Employer firm

Stonefield Capital Ltd. CRD 333786

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Stonefield Capital Ltd.

Malvern, PA • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-03-31
  • PA RA
    APPROVED
    Since 2025-03-31

Branch Locations

Malvern, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Exton PA 12/2023 08/2024
Mainline Health Paoli Hospital Paoli PA 01/2021 Present
Crossfit Inspire Malvern PA 06/2019 03/2020
4Th Row Films New York City NY 01/2019 04/2019
Unemployment Malvern PA 03/2020 09/2020
Full Time Education Erie PA 08/2013 05/2018
Crossfit Inspire Malvern PA 09/2020 01/2021
Waynesborough Country Club Paoli PA 05/2018 01/2019
The Prudential Insurance Company Of America Exton PA 07/2024 08/2024
Stonefield Capital Ltd. Malvern PA 10/2024 Present
  • 12/2023 → 08/2024
    Exton, PA
  • 01/2021 → Present
    Mainline Health Paoli Hospital
    Paoli, PA
  • 06/2019 → 03/2020
    Crossfit Inspire
    Malvern, PA
  • 01/2019 → 04/2019
    4Th Row Films
    New York City, NY
  • 03/2020 → 09/2020
    Unemployment
    Malvern, PA
  • 08/2013 → 05/2018
    Full Time Education
    Erie, PA
  • 09/2020 → 01/2021
    Crossfit Inspire
    Malvern, PA
  • 05/2018 → 01/2019
    Waynesborough Country Club
    Paoli, PA
  • 07/2024 → 08/2024
    The Prudential Insurance Company Of America
    Exton, PA
  • 10/2024 → Present
    Malvern, PA
Previous Registrations
Other Businesses

Mainline Health, Paoli Hospital, 255 W Lancaster Ave, Paoli, PA 19301. The business is not investment related. My position is Emergency Department Technician, I started there in January, 2021. My contract is for 72 hours a month, at no point will it be during trading hours. My duties are to give care to patients within the emergency department. Andrew Thomas Sullivan is an independent licensed insurance agent.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-28
  • S66 Uniform Combined State Law Examination
    2024-05-28
Other Names
  • Andrew Sullivan

View on SEC IAPD

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